

ISO 11137-2 serves as the key standard for setting and validating the sterilization dose in e-beam sterilization. The standard guides manufacturers in choosing a dose that achieves product sterility and regulatory compliance. Regulatory bodies such as the FDA, the European Union, and international organizations require strict adherence to standards for sterilization. These requirements include validation processes, clear minimum and maximum dose limits, verification dose procedures, and routine audits, all crucial for safe and effective sterilization.
Key Takeaways
- ISO 11137-2 is essential for setting and validating sterilization doses in e-beam sterilization, ensuring product safety and regulatory compliance.
- Proper dose setting is crucial for achieving the desired sterility assurance level, reducing the risk of infections and ensuring patient safety.
- Regular audits and documentation are vital for maintaining compliance with ISO standards, helping manufacturers identify issues early and ensure product quality.
- Electron beam technology offers quick sterilization cycles and eliminates harmful chemical residues, making it a safe choice for healthcare products.
- Using methods like bioburden testing and dose mapping ensures effective sterilization and supports ongoing validation of the sterilization process.
ISO 11137 and E-Beam Sterilization
Purpose of the Standard
ISO 11137 establishes a standardized framework for validating and monitoring radiation sterilization. The standard ensures healthcare products remain free from viable microorganisms. Manufacturers rely on this guidance to maintain product safety and meet regulatory expectations.
- It provides requirements for validation.
- It ensures process control.
- It facilitates routine monitoring of radiation sterilization.
ISO 11137 supports consistent quality across different facilities and product types. Companies use the standard to demonstrate compliance during audits and inspections.
Why Dose Setting Matters?
Dose setting plays a critical role in sterilization. Selecting the correct dose helps achieve the desired sterility assurance level. Improper dose settings can lead to inadequate sterility assurance levels, which increases the risk of infections.
- A tiered approach to sterility assurance levels addresses the unique needs of each medical product.
- Design and production processes must consider sterilization early to ensure infection-prevention safety.
Manufacturers must validate the dose to protect patients and users. Regulators expect companies to document their dose setting process and maintain strict controls.
Proper dose setting reduces risks and supports patient safety.
Role of Electron Beam Technology
Electron beam technology offers several advantages for sterilization. E-beam processing features the shortest process cycle among recognized sterilization methods. Products receive precise irradiation in seconds and can be released as sterile within 30 minutes.
- Immediate release follows treatment, eliminating extended quarantine periods.
- E-beam leaves no harmful chemical residuals, making it safer than gamma sterilization.
- The technology does not rely on hazardous substances, unlike gamma irradiation or ethylene oxide sterilization.
- Operating e-beam systems is cost-effective, using grid electricity and reducing dependency on radioactive materials.
- E-beam sterilization helps companies future-proof operations against changing legislation.
Electron beam technology supports efficient, safe, and reliable sterilization for a wide range of healthcare products.
Dose Setting Steps in Sterilization
Defining Sterility Assurance Level (SAL)
Sterility Assurance Level (SAL) defines the probability that a single viable microorganism remains on a product after sterilization. ISO 11137-2 describes SAL as follows:
| Term | Definition |
|---|---|
| Sterility Assurance Level (SAL) | Probability of a single viable microorganism occurring on an item after sterilization. Note 1: It is expressed as the negative exponent to the base 10. |
Manufacturers select an SAL, such as 10⁻⁶, to guide the entire irradiation process. This value sets the target for the minimum required dose and ensures the sterilization dose achieves the desired sterility.
Establishing Minimum and Maximum Dose
The process begins by determining the minimum required dose that achieves the chosen SAL. ISO 11137-2 outlines several steps for setting the sterilization dose using electron beam irradiation equipment:
- Dose Determination Methods
- Method 1 uses bioburden data to calculate the minimum required dose based on microbial resistance.
- Method 2 applies a statistical model to extrapolate the minimum required dose.
- The VDmax method validates a selected sterilization dose through microbiological testing.
- Product Family Definition
- Products are grouped by bioburden characteristics to streamline the process.
- Sterilization Dose Audits
- Regular audits confirm the minimum required dose remains effective.
Statistical tools such as ANOVA and statistical tolerance limits help establish a validated dose range. The maximum acceptable dose must be at least twice the minimum required dose. This dose range ensures the irradiation process covers product variability and maintains sterility. The maximum acceptable dose also protects product integrity during irradiation.
- ANOVA evaluates the equivalency of absorbed doses.
- Statistical tolerance limits define the maximum acceptable dose and minimum required dose more accurately than traditional methods.
Verification Dose and Sample Testing
After setting the minimum required dose and maximum acceptable dose, manufacturers must verify the sterilization dose. The verification dose is tested using electron beam irradiation equipment and microbiological analysis. The process involves irradiating samples and checking for sterility.
| Testing Method | Sample Size Required |
|---|---|
| Dose Mapping | 3 ‘shipper’ boxes |
| Max Dose Irradiation | Customer-specified |
| Microbiology | 46-51 units (no LAL) |
| Bacteriostasis / Fungistasis (B&F) | 3-6 units (Re-use) |
| Bioburden Recovery | 3-5 units |
| Lab Analysis | 10 units |
| Bioburden Enumeration | 3 lots of 10 units |
| Bacterial Endotoxin / LAL | 3 lots of 3-10 units |
Microbiological testing confirms that the minimum required dose and maximum acceptable dose provide effective sterilization. Electron beam irradiation equipment delivers precise irradiation to each sample, ensuring the process meets ISO 11137-2 standards. The process of establishing a validated dose range and performing routine audits maintains the reliability of the sterilization dose.
Dose Setting Methods in ISO 11137
ISO 11137-2 describes several dose setting methods for electron beam sterilization. These methods help manufacturers determine the correct dose and ensure effective dose distribution throughout the product. The main dose setting methods include Method 1, Method 2, and the VDmax method. Each method uses a different approach to validate the sterilization dose and confirm that the process meets safety standards.
| Method | Description |
|---|---|
| Method 1 | An experiment designed to determine the precise dose required to achieve a specific sterility assurance level (SAL). Commonly used SAL is 10⁻⁶ for medical devices. |
| Method 2 | Involves irradiating the product at progressively higher doses and testing sterility to assess bioburden resistance. Suitable for products with higher or different bioburden types. |
| VDmax | Similar to Method 1 but with a variation in sample size. |
Method 1: Bioburden Approach

Method 1 uses the bioburden approach to set the sterilization dose. This method tailors the dose to the actual microbial load found on the product. The process ensures accurate dose distribution and reliable results.
- Bioburden test: The laboratory measures the number of viable microorganisms on the product before sterilization. This step provides a baseline for dose calculation.
- Application of verification dose: The team calculates a specific verification dose based on the bioburden results. They apply this dose to the product using electron beam equipment.
- Sterility test: After irradiation, the laboratory conducts a sterility test. This test confirms that the chosen dose achieves the required sterility assurance level.
Method 1 provides a scientific basis for dose setting. It ensures that the dose distribution matches the product’s contamination level.
VDmax Method
The VDmax method offers a streamlined approach for dose setting, especially for products with consistent bioburden levels. This method uses a fixed verification dose and a defined process flow to validate the sterilization dose.
- Determine the average indigenous bioburden using ten randomly collected samples.
- Obtain the VDmax value from the AAMI table, based on the average bioburden and selected sterilization dose.
- Irradiate ten random samples at the VDmax dose.
- Measure the dose applied to each sample.
- Confirm that the highest dose does not exceed the verification dose by more than 0.1 kGy or ten percent, whichever is greater.
- Ensure the arithmetic mean of the highest and lowest doses is not less than ninety percent of the VDmax value.
- Perform a sterility test on all ten samples.
- Accept the verification dose if no more than one sample fails the sterility test. If two samples fail, repeat the experiment. If more than two samples fail, reject the verification dose.
The VDmax method simplifies validation for many products. However, it has limitations. The method requires at least 40 systems for validation, which can complicate the process. Single-use systems may present technical challenges in bioburden assessment after irradiation. Grouping similar products into families can help streamline validation. Drug/device combination products may not tolerate high radiation doses. Products with low bioburden may fall outside the typical dose range of 25 to 40 kGy. If the average bioburden is too high, the existing VDmax values may not apply.
Microbiological Testing Requirements
Microbiological testing plays a central role in validating dose setting methods. Laboratories must confirm that the dose and dose distribution achieve effective sterilization. The following table summarizes the main requirements:
| Requirement | Description |
|---|---|
| Bioburden Determination | Essential for establishing the initial microbial load on the product before sterilization. |
| Sterility Testing | Confirms that the product is free from viable microorganisms after the sterilization process. |
| Verification Dose Experiment | Conducted to validate the effectiveness of the sterilization dose based on bioburden results. |
| Method Selection | Specific methods (Method 1 and VDmax) require tailored protocols for different product types. |
Microbiological testing measures effectiveness by tracking microbial populations after irradiation. For example, electron beam radiation can keep microbial populations below 1 log10 cfu mL−1 after 14 days at 30 °C with a dose of 26 kGy. If the optical density of the test medium exceeds 0.7, this indicates microbial growth and a failed sterilization process. Laboratories use these results to confirm that the dose and dose distribution meet ISO 11137-2 requirements.
Accurate microbiological testing ensures that the dose setting methods deliver safe and effective sterilization for every product batch.
Ongoing Validation and Compliance
Routine Dose Audits Every Four Months
Manufacturers must perform routine dose audits to maintain compliance with ISO 11137. These audits verify that the sterilization process continues to deliver the required dose for product safety. Most facilities schedule audits every three to four months. The standard allows for adjustments in frequency if the manufacturer documents a clear rationale. Missing a single audit does not always lead to a recall, especially when there is a strong history of regular audits and no changes in the process.
Regular audits help identify issues early and prevent problems before products reach the market.
The table below summarizes ongoing validation requirements:
| Requirement | Description |
|---|---|
| Bioburden Monitoring | Facilities monitor cleanliness to prevent spikes in routine bioburden. |
| Sterility Testing | Samples receive the verification dose and undergo sterility testing. |
| Monitoring Frequency | Initial intervals range from 1-3 months; quarterly audits are common and may be reduced later. |
Documentation and Regulatory Evidence
Accurate documentation supports every step of the iso 11137 process. Facilities must keep detailed records of dose audits, bioburden results, and sterility tests. Regulatory agencies review these records during inspections. Proper documentation demonstrates that the manufacturer follows the standard and maintains control over the sterilization process.
- Audit reports
- Bioburden monitoring logs
- Sterility test results
- Rationale for audit frequency
Good documentation provides evidence of compliance and supports product release decisions.
Importance of Dose Audit Success
Successful dose audits confirm that the sterilization process remains effective. Failures can result from several factors:
- Changes in manufacturing or materials
- Laboratory contamination
- Errors in bioburden validation or dose calculation
- Inconsistent sample preparation
- Increased bioburden or resistant organisms
Facilities must investigate and correct any failures quickly. Consistent audit success protects product quality and ensures ongoing compliance with iso standards.
Dose audit success builds trust with regulators and customers, supporting safe and reliable healthcare products.
Conclusion

ISO 11137-2 gives manufacturers a clear framework for dose setting in electron beam sterilization. The standard uses bioburden and sterility assurance levels to guide safe processes:
- It maps dose distribution for added safety.
- It allows validation for small or sensitive batches.
| Benefit | Explanation |
|---|---|
| Reliability | E-beam sterilization earns FDA recognition for trust and safety. |
| Industry Acceptance | ISO compliance helps manufacturers meet global standards and gain customers. |
| Proven Techniques | The standard uses methods trusted across many industries. |
SteriComp offers expert consulting for organizations seeking guidance on iso compliance.
FAQ
What Is Dose Mapping in E-Beam Sterilization?
Dose mapping identifies how radiation distributes throughout a product during e-beam sterilization. Technicians place dosimeters at different locations. They measure the absorbed dose at each point. Dose mapping ensures every part of the product receives the correct sterilization dose.
Why Does Dose Mapping Matter for ISO 11137-2 Compliance?
Dose mapping verifies that the minimum and maximum dose requirements are met. Regulators require proof that all product areas reach the intended dose. Without dose mapping, some areas might not achieve sterility, risking product safety.
How Often Should Facilities Perform Dose Mapping?
Facilities perform dose mapping during initial validation and after significant changes to packaging or product configuration. Routine dose mapping checks may occur during periodic audits. This process helps maintain consistent sterilization performance.
What Tools Do Technicians Use for Dose Mapping?
Technicians use dosimeters to measure radiation levels at various points. They place these devices inside and around the product. The data from dose mapping helps adjust the e-beam process for uniform dose delivery.
Can Dose Mapping Detect Process Issues?
Dose mapping can reveal uneven dose distribution or equipment malfunctions. If technicians find inconsistencies, they investigate and correct the process. Regular dose mapping supports ongoing quality assurance in e-beam sterilization.
